Preuve relative à la détermination de la peine

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• < Détermination de la peine
• < Procédure de détermination de la peine

Principes généraux

The admissibility of evidence is significantly different in a sentencing hearings than in trials. The interests at stake differ in a sentencing as opposed to a trial as the presumption of innocence is gone and there is no longer a concern for a wrongful conviction.

In sentencing, courts should be open to a broad range of information in order to achieve the objectives under the Code.

Relaxed Rules of Evidence

Exclusionary rules of evidence are not to be strictly applied.

Despite relaxed rules, the evidence must still meet the standard of accuracy, credibility and reliability.

The prejudicial effect of the evidence should not outweigh the probative value.

The law of evidence at sentencing equally applies to dangerous and long term offenders.

Submissions of Counsel

Submissions of counsel on sentence representing fact are not evidence when the facts in dispute. It is only when the facts are non-contentious that the judge can accept the representation as fact.

The Crown does not necessarily have to prove voluntariness of statements made by the accused to render the statement admissible in a sentencing hearing. Generally, admissibility voir dires, such as for voluntariness, may be held at the discretion of the judge but are usually not necessary.

History

In 1996, Part XXIII was amended to create a statutory framework for sentencing hearings.

Constatations factuelles

L'article 723 codifie les règles de common law relatives à la présentation des preuves lors de la détermination de la peine.

Observations des parties

723 (1) Avant de déterminer la peine, le tribunal donne aux parties — le délinquant ou son avocat, selon le cas, et le poursuivant — la possibilité de lui présenter des observations sur tous faits pertinents liés à la détermination de la peine.

Éléments de preuve

(2) Le tribunal prend connaissance des éléments de preuve pertinents que lui présentent les parties.

Note marginale :Production d’éléments de preuve

(3) Le tribunal peut exiger d’office, après avoir entendu le poursuivant et le délinquant, la présentation des éléments de preuve qui pourront l’aider à déterminer la peine.

Note marginale :Comparution

(4) Le tribunal peut exiger, dans l’intérêt de la justice et après avoir consulté les parties, la comparution de toute personne contraignable pouvant lui fournir des renseignements utiles à la détermination de la peine.

Note marginale :Ouï-dire

(5) Le ouï-dire est admissible mais le tribunal peut, s’il le juge dans l’intérêt de la justice, contraindre à témoigner la personne :

a) qui a eu une connaissance directe d’un fait;

b) qui est normalement disponible pour comparaître;

c) qui est contraignable.

L.R. (1985), ch. C-46, art. 7231995, ch. 22, art. 6 

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Submissions on facts

723 (1) Before determining the sentence, a court shall give the prosecutor and the offender an opportunity to make submissions with respect to any facts relevant to the sentence to be imposed.

Submission of evidence

(2) The court shall hear any relevant evidence presented by the prosecutor or the offender.

Production of evidence

(3) The court may, on its own motion, after hearing argument from the prosecutor and the offender, require the production of evidence that would assist it in determining the appropriate sentence.

Compel appearance

(4) Where it is necessary in the interests of justice, the court may, after consulting the parties, compel the appearance of any person who is a compellable witness to assist the court in determining the appropriate sentence.
[omis (5)]
R.S., 1985, c. C-46, s. 723; 1995, c. 22, s. 6.

– CCC (CanLII), (Jus.)

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Acceptation des faits

724 (1) Le tribunal peut, pour déterminer la peine, considérer comme prouvés les renseignements qui sont portés à sa connaissance lors du procès ou dans le cadre des procédures de détermination de la peine et les faits sur lesquels le poursuivant et le délinquant s’entendent.

[omis (2) and (3)]
L.R. (1985), ch. C-46, art. 724; 1995, ch. 22, art. 6.

– CCC (CanLII), (Jus.)

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Lors d'un plaidoyer de culpabilité, un juge peut s'appuyer sur des faits convenus par les parties. La Couronne lira les faits allégués et soumettra des allégations de condamnations criminelles antérieures. La Défense doit avoir la possibilité de nier ou de consentir aux allégations.

En pratique, la Couronne devrait au minimum interpréter suffisamment de faits pour déterminer les éléments essentiels de l'infraction. Il est préférable que tous les faits reconnus soient également associés à des circonstances aggravantes et atténuantes.

Le juge peut se fonder sur toute information portée à sa connaissance. Cela comprend les observations des avocats de la Couronne et de la défense ainsi que les preuves admissibles.

Un plaidoyer de culpabilité n'est qu'un aveu des éléments essentiels de l'infraction.

Lors de la détermination de la peine, lorsque les faits ne sont pas contestés, le juge peut tirer des conclusions à partir de preuves prouvées ou incontestées.

À la fin d'un procès devant jury, les faits sont déterminés par le juge du procès en vertu de l'art. 724(2), comme le déduit le verdict du jury.

Disputed of Facts

Where any part of the relevant facts put to the sentencing judge are in dispute, s. 724 directs how the Court should resolve the issue:

724
[omis (1) and (2)]

Disputed facts

(3) Where there is a dispute with respect to any fact that is relevant to the determination of a sentence,

(a) the court shall request that evidence be adduced as to the existence of the fact unless the court is satisfied that sufficient evidence was adduced at the trial;

(b) the party wishing to rely on a relevant fact, including a fact contained in a presentence report, has the burden of proving it;

(c) either party may cross-examine any witness called by the other party;

(d) subject to paragraph (e), the court must be satisfied on a balance of probabilities of the existence of the disputed fact before relying on it in determining the sentence; and

(e) the prosecutor must establish, by proof beyond a reasonable doubt, the existence of any aggravating fact or any previous conviction by the offender.

R.S., 1985, c. C-46, s. 724; 1995, c. 22, s. 6.

– CCC (CanLII), (Jus.)

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Where facts are in dispute and have not been proven by the Crown, the more favourable facts are to be presumed.

Proof of Aggravating Facts

Aggravating facts must be proved beyond a reasonable doubt by the Crown.

A "Gardiner Hearing" refers to the hearing of oral evidence that is conducted at sentencing where there is a dispute between the parties as to the facts on a guilty plea.

This hearing is conducted according to s. 724(3). It will concern the “extrinsic evidence” that must be proven by the crown.

Where there is a dispute on facts, the court cannot rely upon the crown's version without supported facts. To settle the conflict the judge must hear evidence to settle the evidence or chose to accept the accused's version "so far as possible." If the difference amounts to a dispute between characterizations, the Defence must call evidence.

A dispute of facts under s. 724(3) is engaged when the "accused denies a Crown submission of fact, which goes to the gravity of the offence or presents a different version of the incident, the sentencing judge is bound to ignore the Crown submission, unless it leads evidence on the disputed fact."

The Crown alleging facts that are disputed by affidavits submitted by defence will engage a dispute of fact.

A claim by the defence that there was an absence of an aggravating factor that the Crown is relying upon will amount to a dispute of fact.

Where there is no explicit admission of a fact, even though the accused declined when given an opportunity to dispute it will not engage a dispute of facts. It is only where the defence explicitly disputes a fact that s. 724 applies.

Facts that are considered "auxiliary" and are not elements of the offence are to be proven only on a standard of balance of probabilities.

Mitigating facts must also be proven on an a standard of balance of probabilities. The absence of facts or evidence cannot permit a presumption for mitigating circumstances.

Hearsay

Hearsay is admissible in sentencing under s. 723.

723
[omis (1), (2), (3) and (4)]

Hearsay evidence

(5) Hearsay evidence is admissible at sentencing proceedings, but the court may, if the court considers it to be in the interests of justice, compel a person to testify where the person

(a) has personal knowledge of the matter;

(b) is reasonably available; and

(c) is a compellable witness.

R.S., 1985, c. C-46, s. 723; 1995, c. 22, s. 6.

– CCC (CanLII), (Jus.)

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Standard of Proof

As with all evidence at sentencing, it must be credible and reliable. More specifically, a judge should not accept hearsay evidence at sentence unless it is "credible and trustworthy."

Records

Documentary evidence, such as reports, records, and assessments, may be admitted for the truth of its contents.

Prior Accused Statements

An accused should not be permitted to "place disputed mitigating facts or a disputed explanation 'in evidence' by having his or her out-of-court statements retold by others."

Aggravating Factors

The flexible standard may not apply where the Crown wishes to prove aggravating factors which requires proof beyond a reasonable doubt.

Mitigating Factors

Mitigating facts must be proven on a balance of probabilities.

Expert Reports

There is no obligation that the court must accept or put any weight on an expert report where the judge finds reason to be dissatisfied with the conclusions drawn.

Relevancy of Extrinsic Facts

Section 736.1 permits the court to consider relevant information put before it.

Relevant information

726.1 In determining the sentence, a court shall consider any relevant information placed before it, including any representations or submissions made by or on behalf of the prosecutor or the offender.
1995, c. 22, s. 6.

– CCC (CanLII), (Jus.)

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It is generally accept that the sentencing judge should have about as "as much information as possible about [the offender]"./

The sentencing judge must exclude any relevant evidence for which the prejudicial value outweighs the probative value to a point of jeopardizing the right to a fair trial

The court may consider evidence of character, reputation, and risk for re-offending.

Evidence of Untried Offences

Evidence of untried offences is generally a form of character evidence and may be admissible.

Factors to consider whether untried conduct is admissible to establish character includes the following:

1. the nexus between the evidence and the offence for which the offender was convicted—the closer the connection the more likely the evidence will shed light on the circumstances of the charged offence;
2. the similarity between the evidence and the offence for which the offender was convicted;
3. the difficulty the offender may encounter in properly defending against the allegations in the proposed evidence;
4. the danger that the sentence hearing will be unduly prolonged;
5. the danger that the focus of the sentence hearing will appear to be diverted from the true purpose of imposing a fit sentence for the charged offence that is proportionate to the gravity of the offence and the degree of responsibility of the offender in accordance with s. 718.1;
6. whether, as in Lees, the offender has adduced evidence of good character; and
7. the cogency of the proposed evidence.

A court cannot sentence for offices that are not before the court.

Post-Sentence Evidence

See: Appeals

See Also

• Jury Procedure#Determined Facts After a Jury Trial